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  • Our lecture tonight on the 20th Century Crisis is going to be somewhat different in format

  • in that well be starting directly with a piece of music on film

  • and, as usual, any of you who’d like to follow the score at the desk

  • I welcome to come and join me.

  • What a way to enter the 20th century!

  • Blazing with self-confidence,

  • back there in 1908,

  • this Spanish Rhapsody of Ravel's is totally unaware -or at least unconcerned-

  • that a crisis lurks just around the corner,

  • a life-and-death crisis in musical semantics.

  • But this music has no worries about the future,

  • it's immensely pleased with itself

  • it has a childlike faith that the tonality, on which it feeds, is infinite;

  • that tonality is immortal,

  • as long as it is continuously refreshed

  • and enriched by bigger and better ambiguities,

  • both phonological and syntactic ones, chromatic and metrical ones.

  • They're all there in that music,

  • all those elusive and seductive Either/Or's that we found

  • last time in Berlioz and in Wagner and Debussy; they're all there, and then some.

  • But all that wandering chromaticism we've been listening to

  • is still contained in a tonal framework,

  • and Ravel is telling us, through his music, that he sees no reason

  • why it can't go on forever similarly controlled and contained,

  • to the end of recorded time.

  • In other words,

  • were safe:

  • it's only 1908, and there's still Rosenkavalier to be written,

  • and a few more Puccini operas,

  • and the Firebird,

  • and who knows how many other similar delights.

  • Life is nothing but a joy.

  • But 1908, if the truth be told,

  • is not just a bowl of cherries.

  • Far from it,

  • there's something else in the air

  • a disturbance, a prescient feeling that all this smug optimism

  • can't lastneither tonality, nor figurative painting,

  • nor syntactical poetry, nor, indeed, the seemingly endless growth

  • of the bourgeoisie, or of colonial wealth, or of imperial power.

  • Sensitive minds are beginning to hint at a social collapse

  • a monstrous World War.

  • A premature flicker of fascism is already perceptible:

  • Marinetti's famous Manifesto of Futurism is about to appear,

  • glorifying war, the machine, speed, danger

  • and calling for the destruction of the past with all its traditions,

  • including music.

  • At the same time, on the other side of the musical moon,

  • Mahler is writing his Ninth Symphony, agonizing over

  • his reluctant and protracted farewell to tonality.

  • Even Scriabin in his Prometheus is waging a losing battle

  • to contain his own mystic chromaticisms.

  • And even Sibelius

  • is writing a Fourth Symphony filled with unresolved doubts and terrors.

  • And these troubling presentiments are particularly intense in and around Vienna

  • the decadence and hypocrisy of this

  • over-waltzed Austro-Hungarian Empire

  • are seen by the Viennese polemicist Karl Kraus.

  • (I don’t know if you know that name, but it's a very important

  • name, you should know it.)

  • Seen by Karl Kraus as glaringly reflected in the degeneration of language,

  • and are cruelly exposed in a harsh light of his critical writings.

  • If you don’t know the name Karl Krauss, look him up,

  • he’s a key figure,

  • in this first decade of the century.

  • And he knows what's coming.

  • Mahler knows too, but he is about to die

  • along with his beloved tonal music.

  • And there is a new composer,

  • still in his thirties, who also knows,

  • but who will live to do something about it.

  • And his name is Arnold Schoenberg,

  • who has already written a masterly work,

  • Verklärte Nacht ("Transfigured Night")

  • in which he has stretched those Wagnerian tonal ambiguities we found last week

  • to the snapping point.

  • The problems presented by Tristan and Isolde have now

  • grown to a point necessitating some radical solution.

  • The works have become not only chromatically unmanageable

  • but unwieldy, as well, in sheer size.

  • Like the dinosaur, they've simply grown too big.

  • Composers like Reger and Pfitzner are vying with each other

  • for some kind of Oscar to be awarded for the longest, thickest, and most

  • complex piece in the world.

  • And Schoenberg too made his bid with an early

  • super-Wagnerian monster work called Gurrelieder.

  • They were all, including Mahler, swept along by

  • the mighty "wave of the future" that Wagner, in his hyper-romantic egomania,

  • had predicted and initiated.

  • But how big can you get, how chromatically ambiguous, how syntactically overstuffed

  • without collapsing of your own sheer weight like the dinosaur?

  • There were just too many notes, too many inner voices, too many meanings.

  • And this was what caused the crisis in Ambiguity.

  • So, now in 1908, Schoenberg is already giving up the struggle

  • to preserve tonality, to contain those post-Wagnerian chromaticisms.

  • In this very year he is writing a Second String Quartet

  • that clearly announces the upheaval and his renunciation of tonality.

  • In the last movement of this quartet he resorts to the human voice,

  • a soprano who sings Stefan George's prophetic words:

  • "Ichhle Luft von anderem Planeten" ("I feel air from another planet").

  • And it sounds like this.

  • And then she sings

  • "Ichhle Luft

  • von anderem Planeten

  • and indeed Schoenberg does feel that air

  • and we feel it too.

  • This Opus 10 is to be his last tonal piece for many years to come.

  • By Opus 11, were already breathing that new air.

  • Listen

  • You feel that new air?

  • Breathing it?

  • This is atonalityto use that awful and frequently misunderstood word.

  • Not the atonality of Debussy’s old tonal scale that weve studied last week,

  • which is alwaysif you remembertonality contained.

  • This atonality is not contained, either diatonically or in any other way.

  • For better or worse, nontonal music has been born.

  • And the history of music has suffered a sea change.

  • And in that same year of 1908, but far away from all this

  • an ocean and a continent away, in fact in Connecticut of all places

  • the sharpest comment, the most trenchant description of the tonal crisis,

  • was made by an unheard, unhonored and unsung Sunday composer named Charles Ives.

  • Who also knew, though totally unaware of Schoenberg or any

  • of that upheaval, he knew something was up,

  • and proclaimed it in his half-playful, mystic, quirky way through

  • a marvelous little piece called "The Unanswered Question".

  • And this music says it all, better than a thousand words.

  • For this reason I'd like you to hear itand and also to see it

  • to see this almost graphic representation of the conflict.

  • Of course the question Ives proposes in his title is not a strictly musical one,

  • by his own say-so, but rather a metaphysical one.

  • Let me quote part of his descriptive foreword to the piece:

  • The strings play pianissimo throughout with no change in tempo.

  • They are to represent "The Silences of the Druids --Who Know, See and Hear Nothing."

  • The trumpet intones "The Perennial Question of Existence", and states it

  • in the same tone of voice each time.

  • But the hunt for the "Invisible Answer"

  • undertaken by the flutes & other human beings

  • [typical Ives cracker-barrel humor],

  • becomes gradually more active, faster and louder...

  • These "Fighting Answerers, as times goes on... seem to realize a futility

  • and begin to mock "The Question"–the strife is over for the moment.

  • After they disappear, "The Question" is asked for the last time,

  • and "The Silences" are heard beyond in "Undisturbed Solitude".

  • A charming idea, naive and profound at once.

  • But I've always thought of Ives’s Unanswered Question as not metaphysical one

  • so much as strictly musical question, whither music in our century.

  • Let me reinterpret the piece in exclusively musical terms,

  • there are three orchestral elements involved: the string ensemble,

  • a solo trumpet and a woodwind quartet.

  • The strings do, indeed, play pianissimo throughout with no changes in tempo, as Ives says,

  • but more important of anything about druids: theyre playing pure tonal triads.

  • And against this slow sustained purely diatonic background,

  • the trumpet intermittently poses his question:

  • a vague nontonal phrase.

  • And each time that is answered by the wind group

  • in an equally vague, amorphous way.

  • The repeated question remains more or less the same but the answer

  • is grow more and more ambiguous and hectic

  • until the final answer emerges as utterly gibberish.

  • But throughout it all, those strings have maintained

  • their diatonic serenity imperturbable

  • and when the trumpet asks his question for the last time whither music,

  • there’s no further answer except for those strings

  • quietly prolonging their pure D major triad into eternity.

  • Is that luminous final triad the answer?

  • Is tonality eternal? Immortal?

  • Many have thought so and some still do,

  • and yet that trumpet’s question hangs in the air, unresolved,

  • troubling our calm.

  • You see how clearly this piece spells out the dilemma of the new century,

  • the dichotomy that was to define the shape of musical life from then to now.

  • On the one hand, tonality and syntactic clarity;

  • on the other, atonality and syntactic confusion,

  • as simple as that, apparently, but not quite so simple as we shall see.

  • Tonal composers are going to be tempted into flirting with nontonality and vice versa.

  • And to cloud now this further,

  • all twentieth century’s composers however splitted they are,

  • write what they, are out of the same need for newer and greater semantic richness;

  • they are all, whether tonal or nontonal, motivated by the same drive:

  • the power of expressivity, the drive to expand music's metaphorical speech,

  • even if they do so in diametrically opposite ways, and split music apart.

  • And so we can see this twentieth century split as having had a common impetus,

  • much as river divides into two forks.

  • On the one hand, there were tonal composers, guided by Igor Stravinsky,

  • who were seeking to extend musical ambiguities as far as possible

  • by constant transformations, but always

  • somehow remaining within the confines of the tonal system;

  • while on the other hand nontonal composers, led by Schoenberg,

  • were seeking their new metaphorical speech through one huge,

  • convulsive transformationnamely, transforming the entire tonal system

  • into a new and different poetic language.

  • these two apparently hostile camps, with all their antagonisms and disputes

  • about which side really represented "modern music", actually

  • shared the same motivation: increased expressive power.

  • I have recently been reading a fascinating, nasty, turgid book

  • called The Philosophy of Modern Music

  • by the German sociologist and aesthetician Theodor Adorno.

  • It's curious that a book with this title should turn out to be

  • a double essay on precisely Schoenberg and Stravinsky,

  • thus reducing "modern music" to that specific dichotomy.

  • Now of course the book is loaded: Schoenberg is all truth and beauty,

  • while Stravinsky is everything evil.

  • But Adorno confirms what I've been saying by pointing out,

  • in his Hegelian way, that the Big Split is to be conceived dialectically,

  • or to use his language, as logical antinomies of the same cultural crisis.

  • Well, to use simpler language,

  • both Stravinsky and Schoenberg were after the same thing in different ways.

  • Stravinsky tried to keep musical progress on the move

  • by driving tonal and structural ambiguities on and on

  • to a point of no return, as we will see next week.

  • Schoenberg, foreseeing this point of no return,

  • and taking his cue from the Expressionist movement in the other arts,

  • initiated a clean, total break with tonality altogether,

  • as well as with syntactic structures based on symmetry.

  • It's interesting to note that Schoenberg was also a talented painter

  • (this is one of his self-portraits),

  • and in those early years of the twentieth century

  • he was making the same kinds of experiments on canvas

  • as he was making on music paper.

  • Actually this particular portrait isn’t half as expressionistic as

  • as a Kokoschka painting a year or two later,

  • but it’s the only slide I could find for the occasion.

  • Still it does tell you what I mean, doesn’t it?

  • We've already referred to some of those early musical experiments,

  • in Opus 10 and 11, where the break was made and free atonality came to be.

  • But the clincher was Opus 21

  • that wild and spine-chilling masterpiece of expressionism

  • called Pierrot Lunaire.

  • This is a cycle of twenty-one weird poems by Albert Giraud,

  • Thrice Seven poems, as theyre called

  • set in German for voice and a small group of instruments.

  • In the course of it, Schoenberg not only goes over the cliff tonally,

  • but introduces a new ambiguous wrinkle,

  • which he called Sprechstimme (Spoken-voice),

  • whereby the singer doesn't exactly sing.

  • That is, each vocal note is clearly indicated,

  • but the singer, having once attacked that note, must immediately let it fall or rise,

  • as in speaking, producing something halfway between singing and speaking.

  • And this is indicated as you can see by those

  • crosses on each note of the vocal line, on the note stems.

  • In other words, if you can remember back four lectures ago

  • to our discussion of heightened speech,

  • the ictus of a syllable such as ma is not prolonged into a note (MA)

  • but allowed to glide away like ma or ma.

  • And this naturally strikes yet another blow at tonality,

  • and lends a new spookiness to the music.

  • For instance one of the songs

  • is entitled Der kranker Mond (“The sick moon”).

  • It’s written for voice and flute only and begins like this.

  • Stranger, begins like Tristan.

  • Duchtig todeskranker Mond, (You dark moon, deathly ill,

  • Dort auf des Himmels schwarzem Pfühl, (Laid over heaven's sable pillow,

  • Dein Blick, so fiebernd übergroß, (Your fever-swollen gaze

  • Bannt mich wie fremde Melodie. Enchants me like alien melody.)

  • I wouldn’t dare to try that in public, if were not for the fact that my

  • naturally out-of-tune voice lends itself to Sprechstimme.

  • When I sing normal music comes out the Sprechstimme.

  • In any case, it was soon to become clear

  • that free atonality was in itself a point of no return.

  • It seemed to fulfill the conditions for musical progress:

  • it seemed to continue the line of romantic expressivity in a subjective way,

  • from Wagner and Brahms through Bruckner and Mahler;

  • the expression-ism seemed logical, the atonality inevitable.

  • But then: a dead end.

  • Where did one go from here, having abandoned all the rules?

  • For one thing, the lack of constraints

  • and the resulting ungoverned freedom

  • produced a music that was extremely difficult for the listener to follow,

  • in either form or content.

  • And this remained true in spite of all the brilliant and profuse

  • inner structures to be found in this piececanonic procedures, inverted phrases,

  • retrogrades, and all the rest.

  • And secondly, it was not easy for the composer to maintain his atonality,

  • because of that innate tonal drive we all share universally.

  • This was particularly true of Schoenberg,

  • who was so gifted with his own innate musicality.

  • Even the last song of Pierrot Lunaire yield to old triadic harmony,

  • when Pierrot, or Schoenberg, if you will,

  • sings 'O Alter Duft ausrchenzeit":

  • "Old fragrance from Once-Upon-a Time".

  • And at that moment, it sounds like this:

  • “O Alter Duft

  • ausrchenzeit”.

  • That is a really touching moment, that yearning for the universal.

  • It’s a moment that could have been Mahler.

  • Now, for all these reasons, some new system had to be found.

  • A new system for controlling the amorphousness of free-floating atonality.

  • And so Schoenberg gradually evolved his famous serial method.

  • Gradually.

  • Already before this and his Opus 19, which is a seven piano pieces,

  • he was already veering toward a concept of the twelve chromatic tones,

  • whereby theyre all used constantly,

  • but with no particular tonal relationship to one another.

  • You understand what I mean?

  • It’s like the first piece of this set, which begins like this.

  • Now, in the course of those two bars, all twelve tones are indeed employed.

  • But there’s still a ghost of tonality hanging over them.

  • In the chromaticism is still, just barely, but still contained.

  • Listen to the melody alone.

  • Perfectly tonal, in fact it outlines a B-major triad.

  • With this one not very startling appoggiatura,

  • which resolves as conventionality as in Mozart or Mahler.

  • And as it continues, the chromatic wandering

  • is not very different from the BerliozRomeo and Juliet music we heard last week.

  • It’s still suggested to be major, right?

  • With the difference as in the accompaniment which has nothing at all to do with B-Major

  • And now listen how it goes on.

  • What is resonating in that phrase?

  • Do you remember Tristan?

  • And now listen again to Schoenberg.

  • "Son of Tristan"

  • or is it "Tristan rise again"?

  • I think maybe "Tristan's Revenge".

  • Whichever it is, there is still no escaping the past.

  • The need for a control-system is pressingly clear.

  • And so, by the early 1920's

  • Schoenberg had arrived at a twelve-tone system which guaranteed,

  • or your money back, that you would never slip into old tonal habits

  • (no more B major, no more Tristan),

  • and more important, that any piece you wrote could be consistent,

  • could make sense formally and stylistically, from beginning to end.

  • In other words, aesthetic order has been restored.

  • Here is the big example, another piano piece but a crucial one from 1923

  • and, coincidentally, Opus 23

  • this happens very frequently in the course of Schoenberg's writing

  • that his opus numbers correspond to the year in which they were written.

  • So here we have Opus 23, written in 1923, in which all twelve tones

  • are presented in a pre-established order, or series,

  • with no single tone repeated until all other eleven have been sounded.

  • Now this is the ground rule of the whole system

  • vastly oversimplified naturally, but we haven’t got all night

  • or all week to teach the whole twelve system

  • but that is the basic the ground rule

  • which serves to give each of the twelve tones its equal rights;

  • its like establishing a pure democracy among them.

  • Of course the piece doesn't begin with a naked presentation of that twelve-tone set

  • or "row", as it's called,

  • (tone row, that’s the usual term)

  • any more than the "Moonlight Sonata" begins with

  • the presentation of the C-sharp minor scale.

  • The first thing actually heard is a transformation of the row

  • with certain of its notes combined into chords and others used as melody.

  • In other words, a surface structure has been evolved.

  • Look at those first two bars and you can see that all twelve notes are present.

  • Once this row has been presented in its first transformational form,

  • it's immediately heard again,

  • but in a new order; that is, the series has now undergone a permutation.

  • these permutations of the row continue in always new ways,

  • in new melodic, harmonic, and rhythmic combinations, which we might well call,

  • in our now-familiar linguistic terms, transformations of transformations.

  • It's a kind of perpetual variation or metamorphosis,

  • and all of this through Schoenberg's inventive genius, becomes a piece

  • with the unexpectedly simple title of Waltz.

  • And it goes like this, as you know.

  • And so on.

  • Now this history-making little waltz

  • may not sound so very different in its nontonal style

  • from earlier examples I played you of free atonality.

  • But there is all the difference in the world;

  • this piece is strictly controlled by its consistent adherence

  • to the original set of twelve tones.

  • In a sense,

  • that tone row performs something like the function of a scale in tonal music

  • that is, to provide a basic source of "underlying strings", as the linguists say,

  • evolving into a deep structure of musical "prose",

  • out of which this ultimately surface structure arises.

  • Of course there are lots of other rules of serial music

  • which have a similar goal of democratizing the twelve tones.

  • For instance, the extreme top or bottom note of a melodic line automatically

  • acquires extra importance because of its position, and that’s not democratic.

  • Likewise, a note that lasts longer than its neighbors will seem more important

  • or into its extra duration, and so there compensatory rules

  • that required the extreme highs or lows of a line to be of specially short duration

  • which prevents them of getting too much attention and,

  • conversely, long lasting notes must never be at the very top or the very bottom.

  • These "rules", you understand, are not rigid:

  • they are suggested rules and Schoenberg always made these rules only to be broken.

  • He was the first one to break them.

  • And he used to tell his composition students:

  • Don't compose in my method; learn my method and then just compose.

  • All great men were rule-breakers from Plato, Stravinsky, Nietzsche and everybody else.

  • So, to the extend that the row does provide

  • certain functions analogous to those of a scale in the tonal system,

  • this twelve tone, or dodecaphonic method

  • is indeed a viable replacement for tonal composition.

  • It was such a welcome gift to the crisis-ridden 20th-century composer

  • that it took instant strong hold, capturing the imagination of such composers

  • as Alban Berg and Anton Webern, both ardent Schoenberg disciples,

  • and persisting to this very day (with evolutionary modifications, of course)

  • in the music of Stockhausen, Boulez, Wuorinen, Kirchner,

  • Babbitt, Foss, Berioand sometimes me, though very rarely.

  • It's as though a new covenant had been formed,

  • replacing the old one of tonality.

  • If we think of tonality as a kind of grammatical covenant, or agreement

  • that there will be sentences in speech, then certain rules have to be obeyed.

  • Only recall Alice's bemused sentence: "Do cats eat bats?"

  • That’s a puzzled but valid sentence.

  • Then she wonders: "Do bats eat cats?"

  • A semantic change, but still grammatically valid.

  • But if we invert the sentence, by reversing its order,

  • we get: Bats eat cats do? Which is meaningless and chaotic.

  • It's as though we took the opening phrase of the "Blue Danube Waltz"

  • and inverted it into this.

  • It's weak, though still acceptable.

  • It’s just lousy.

  • Maybe we could even call it a metaphor.

  • But if we invert the second phrase,

  • we're in chaos.

  • It's cats and bats again.

  • Of course, that last phrase is conceivable as what used to be called "crazy modern music",

  • just as "Eat do cats bats" is conceivable as a line of crazy modern poetry,

  • but in both cases there is an obvious crisis in syntax.

  • A new system of controls is clearly needed,

  • a new covenant that will guarantee order.

  • The trouble is

  • that the new musical "rules" of Schoenberg are not based on innate awareness,

  • on the intuition of tonal relationships.

  • They are like rules of an artificial language

  • though hopefully a universal language

  • and so such rules must be deliberately learned.

  • This would seem to lead to what used to be called "form without content",

  • or form at the expense of content

  • structuralism for its own sake.

  • That's exactly what Schoenberg is accused of, for example, in the Soviet Union.

  • Formalism, they call it there, and is strictly forbidden to the Soviet composer.

  • We know that Schoenberg never meant anything of the kind;

  • he was just too musical

  • to hold such an attitude, too much of a music-lover.

  • And no matter how much emphasis he placed on logical structure,

  • that structure is still derived from the same twelve tones of the harmonic series,

  • a universal we all share.

  • And this fact alone would account for Schoenberg's constant

  • reversion to tonalitywhether overt or implied

  • as well as his revision to traditional syntactic structures.

  • Even in this same Opus 23 Waltz we were just hearing,

  • where the serial system is being displayed for the first time in history,

  • we find a passage such as this, with a perfectly symmetrical sequence,

  • listen to this:

  • that’s three bars which are repeated in an exact sequence.

  • And not only is that passage symmetrical

  • but their hangs over a strong feeling of tonality.

  • Did you sense that tonal quality, those perfect fifths on the melodic line?

  • And did you sense the dominant feeling in the accompaniment?

  • You hear that? And the next bar?

  • That dominant quality?

  • And this kind of tonal feeling hunted Schoenberg’s music

  • and still hunts it right up to the end of his life.

  • Even his Third Quartet, Opus 30, which is a highly serial work,

  • opens with repeated four bar phrase’s groups

  • that aren’t really very far from the procedures of Mozart.

  • Let’s see if I can play this, you need four hands to play the Quartet, but anyway

  • I knew I'll ruin it,

  • but anyway, you get the idea of

  • the four bar symmetrical structures that repeated making eight bars?

  • And it’s even tonal sounding.

  • Repeated eight times.

  • It’s almost as though you had E-minor,

  • and the dominant of E-minor.

  • Of course that’s ruining the music,

  • but I’ve just tried to show you the implications of tonality,

  • that are so strong.

  • Eight times in a row.

  • And even in Opus 31, the orchestral variations,

  • a work rarely played because of its difficulty

  • for performers and listeners alike.

  • Even here we find sequences such as this.

  • What could be more symmetrical?

  • And that’s symmetrical both tonality and structurally:

  • left hand, right hand. Clear as that.

  • And such examples are bound throughout the corpus of Schoenberg’s work.

  • In fact as late as 1944, in the last decade of his life,

  • he wrote an entire work in G-minor, key signature and all.

  • Would you believe that this is

  • by the same composer whose dodecaphonic system we've been discussing?

  • There’s a famous quote from Schoenberg in which he says,

  • "A longing to return to the older style was always vigorous in me;

  • and from time to time I had to yield to that urge."

  • He then went on to say that was why

  • he had written so much tonal music even late in life,

  • and then dismissed the whole problem by saying

  • that these stylistic differences, as he called them, aren't really very important.

  • Imagine, after having spent most of his life tearing the world apart,

  • turning everything up on its ears, by denying tonality.

  • Then come out and sayWell, that’s I mean about the great things of the world’.

  • Theyre always contradicting themselves.

  • Of course, there are those who say that Schoenberg wrote this

  • tonal piece out of desperation to have his music publicly performed;

  • and indeed,

  • this Theme and Variations in G Minor was given its premiere performance by

  • the Boston Symphony under Koussevitzky, who rarely if ever played twelve-tone music,

  • by Schoenberg or anyone else.

  • If the story is true, then it’s a heart-breaking story

  • because, far from connoting anything deprecatory

  • or anything to impugn Schoenberg’s integrity,

  • it rather illustrates the pitiful situation of an unplayed master,

  • seventy years old, most of whose major works were yet to be performed

  • by most of our major orchestras, and that it includes the great Violin Concerto,

  • the Piano Concerto, and the Five Pieces for Orchestra

  • which may well be his orchestral masterpiece

  • to say nothing about Opus 31 & Variations.

  • But in whatever sense that story is true,

  • it cannot detract from the evident truth

  • of Schoenberg's continuing rocky romance with tonality,

  • right up to his death in 1951.

  • How else can we account for his orchestral transcriptions of Bach andndel,

  • and even Brahms's G-minor Piano Quartet, which he also made late in his life?

  • You see, he loved music with such passion

  • that the magnetic pull of tonality could never lose its hold on him.

  • And it conditioned his own music, to a smaller or greater extent,

  • even through the whole revolutionary development of his twelve-tone method.

  • And it seems, somehow, inevitable that the sense of tonality

  • hunts his most beautiful works.

  • Even when it’s not demonstrably present, still hunts those works

  • by its conspicuous absence, if you can follow me.

  • Does that sound paradoxical?

  • It isn’t at all when you realize

  • that the twelve notes employed by Schoenberg

  • are the same all twelve notes employed by everybody else,

  • derived in the same way from the same natural harmonic series.

  • Theyre the same twelve well-tempered notes of Bach.

  • Only their universal hierarchy has been destroyed;

  • or at least an attempt has been made to destroy it.

  • Schoenberg himself was the first to recognize this all important truth,

  • and indeed the first to renounce the word atonality entirely,

  • even to deny the possibility of atonality.

  • Another paradox? Not at all,

  • he knewand we too must have learn from him

  • that if ever a true atonality is to be achieved,

  • some uniquely different basis for it must be found.

  • The rules of the twelve tone method may be

  • non-universal and even arbitrary,

  • but not arbitrary enough to destroy the inherent

  • tonal relationships among those twelve tones.

  • Perhaps a real atonality

  • can be achieved only artificially thru electronic means,

  • thru a really arbitrary division of the octave space

  • into something other than the twelve equidistant

  • intervals of our chromatic scale.

  • Let’s say thirteen equidistant intervals,

  • or thirty or three hundred and thirteen,

  • but not twelve!

  • Not the twelve tones of Bach, Beethoven and Wagner.

  • With those twelve universals,

  • neither Schoenberg nor Berg nor Webern nor anyone

  • could ever escape the nostalgic yearning

  • for the deep structures implied by these notes, inherent in this notes.

  • It’s that O Alter Duft ausrchenzeit again.

  • And it’s precisely this nostalgic yearning quality

  • that so often makes their music beautiful and moving.

  • Well, is there possibly the beginning of a clue here to The Unanswered Question?

  • How does the wild thought strike you that

  • all music is ultimately, and basically, tonal?

  • Even when it’s nontonal?

  • Does this hypothetical notion touch off some innate response in you?

  • I know it does in me.

  • So I guess weve the same sort of electric charge I always feel when

  • any two facts intersect and spark an idea.

  • And the two facts here are the two givens of one series intersecting another:

  • the harmonic series and any given tone row series.

  • And while were on this subject of serial intersections,

  • let’s take a moment to remind ourselves

  • that serial phenomena have been around for a long time.

  • It’s far back, let’s say, as the 13th Century

  • in the use of cantus firmus

  • and even including some significant stops are actual tone rows

  • by would you believed Bach, Mozart and Beethoven.

  • Here for example is the subject of

  • Bach’s F-minor fugue from the 1rst Book of the Well-Tempered Clavichord.

  • Now that extraordinarily chromatic subject

  • encompasses nine out of the twelve chromatic tones,

  • that’s 3/4 of all the notes we possess!

  • And there’s only one repetition in it:

  • the first note

  • that one.

  • All the others are different.

  • What’s even more extraordinary is that in the course

  • of the immediately ensuing fugal answer,

  • Bach automatically picks up the three remaining tones.

  • So that within these few bars, all twelve tones are present and accounted for.

  • It’s not a Schoenberg row, but it’s remarkably close.

  • And what about this spooky passage from Mozart’s Don Giovanni?

  • Tu m’invistasti a cena, (You invited me to dinner,

  • Il tuo dover or sai. now you know your duty)

  • But all twelve notes are in there, all twelve of them.

  • Clear as day.

  • Although the effect is very nocturnal.

  • And in fact, in my voice is something of a nightmare.

  • And what about Beethoven’s Ninth?

  • That sudden obstruct movement, in the Finale,

  • of recognizing the divine presence?

  • Ihr stuerzt nieder, Millionen? (Do you come crashing down, you millions?

  • Ahnest du den Schoepfer, Welt? Do you sense the Creators presence, world?

  • Such ihn ueberm Sternenzelt Seek Him above the starry firmament)

  • Fantastic, that passage!

  • And again, it’s not Schoenberg.

  • And immediately it presents eleven notes out of the possible twelve,

  • but it is a row in the sense that, for that brief duration,

  • Beethoven suspends all tonal harmony, leaving only harmonic implications!

  • That’s what makes it so suddenly awesome, unrooted in earth!

  • Extraterrestrial!

  • So that when earthly harmony does return,

  • that incandescent A-major triad does indeed cryBrueder

  • (Universal brothers).

  • All emerging together from that non-earthly divinity.

  • I’ve strayed from Schoenberg but not without intention.

  • For in going back to Bach and Beethoven, we have revealed to us

  • a striking new ambiguitywhich I was only suggesting earlier thru the

  • image of intersecting currents.

  • Perhaps you can sense more strongly now what I meant by

  • old music being tonal even when it isn’t.

  • These earlier attempts of tone rows, weve been hearing,

  • are clearly attempts to transcendent tonality;

  • to evoke mystery by

  • momentarily denying or ignoring

  • the universal roots of harmony, which are born in the harmonic series.

  • And this sudden rootlessness, however brief, in every case

  • suggests the mystic, the un-earthly, something unrooted in earth:

  • whether is Mozart’s ghostly stone guest

  • or Beethoven’s evocation of the Godhead.

  • What then happens to music when Schoenberg, for example,

  • constructs a whole system based on that rootlessness?

  • Does that system, therefore, makes all his music

  • and that of his followers unqualifiedly mystic?

  • Or only unqualifiedly intellectualized?

  • What is happen to a Keats call The Poetry of Earth, which ceases never?

  • Is Schoenberg an end? Or a beginning?

  • These are some of the problems well be confronting in our next and final lecture.

  • Right now what interests us is the fascinating ambiguity

  • between the planned antitonal functions of the twelve tone row

  • and the inevitable tonal harmonic implications

  • that innately reside in itDo what you will”.

  • Of course a composer may

  • construct any row at his own pleasure

  • either to emphasize harmonic relationships or to deemphasize them,

  • even to try to erase them.

  • But either way, the relationships remain whether overt as in Bach,

  • where you hear them actually,

  • or whether theyre implied as in the Beethoven’s

  • or at anybody’s guest.

  • And so there is always that resulting ambiguous

  • tug of war between being rooted and being partly-rooted.

  • But music can never be totally rootless

  • as long as there are twelve equal tones in an octave.

  • Not thirteen. Twelve.

  • For example, one of the most famous pre-Schoenberg’s attempts

  • at the twelve tone row, dating from 1850’s,

  • it’s the opening theme of Franz Liszt’s Faust Symphony.

  • Here all twelve tones are immediately revealed.

  • Again with no harmonic support.

  • And with no repetitions.

  • A pure tone row, and as mystic as you could wish.

  • But it’s so constructed that each group of three notes,

  • in itself, spells out a chord.

  • You see the first three notes?

  • That spells out a chord, a so-called augment triad.

  • So that the whole row winds up outlining four such chords.

  • And four times three is twelve.

  • Now the harmonic implications in that row are so strong

  • that obviously the whole piece is going to be filled with augmented triads

  • as long as that row has anything to say about it,

  • and indeed it is filled with them.

  • All through, all three movements.

  • Now let’s jump ahead seventy years to Schoenberg’s

  • crucial little waltz, that same Opus 23 which

  • officially announced the row as a linear string, and what do we find?

  • Listen.

  • Harmonic implications galore.

  • The most obvious of which is curiously enough that same augmented triad.

  • In fact as we examine the piece in terms of its groupings of the row,

  • permutation by permutation,

  • we find each new one clearly enunciating that augmented triad, in one way or another.

  • Like the very beginning.

  • Do you hear it?

  • There it is, right the way in the left hand.

  • You can see it boxed on the screen.

  • Here is it again, the next permutation.

  • Those three notes which are boxed form the same augmented triad.

  • And it goes on.

  • And here it is again boxed!

  • And here it is again.

  • You see what I mean? Over and over again, that triad.

  • And now you’d see what I mean by rooted and partly-rooted.

  • Rejecting and embracing at the same time;

  • denial and commitment.

  • And this conflict

  • was what engendered the most traumatic and most critical semantic ambiguity

  • we’d found so far in all of music.

  • Is this perhaps

  • why Schoenberg has, still to this day, not found his public?

  • By which I mean a true mass public which loves his music.

  • How many music lovers do you know

  • who can say today in this fiftieth year of Opus 23

  • that they love to hear it?

  • That they listen with love to it as they might listen to Mahler or Stravinsky?

  • Is it not, perhaps, that the ambiguity is simple to huge to be grasped?

  • Too self-negating to be perceived with our only human ears?

  • Ears which are after all tuned to our innate expectations

  • in spite of all conditionings or reinforcements?

  • Let’s put it in another way.

  • Have we not finally stumbled at an ambiguity

  • that cannot produce aesthetically positive results?

  • Is there conceivably such a thing as a negative ambiguity?

  • And why people ask me constantly why do we listen with real response,

  • with innate affective response to the music of Alban Berg,

  • the most fervent of Schoenberg’s disciples and an equally committed twelve tone composer?

  • Why does Berg succeed in producing

  • a positive ambiguity out of the same tonal/atonal contradiction?

  • Is it only that Berg is so much more theatrical a composer than Schoenberg?

  • That were overwhelmed by the sheer drama of an opera like Wozzeck?

  • Many intelligent and fine critical minds have claimed this to be true,

  • and to some degree it is true.

  • I was planning to demonstrate

  • this point by singing some of Marie’s more dramatic moments in Wozzeck,

  • but my voice ran out

  • and besides even if it doesn’t ran out is just too ugly,

  • I couldn’t do it to a piece a love so much.

  • As a matter of fact, a good performance of Wozzeck

  • which is not easy to come by

  • can be a shattering experience in the theatre, musically and dramatically.

  • But there’s more to it than that, the fact is

  • that Berg somehow found its own personal way to deal

  • with that ultimate ambiguity of deep rootedness and surface rootedness.

  • Rooted and partly-rooted.

  • But it's not only in his operatic works

  • that he succeeded so remarkably where others haven't.

  • His sense of drama,

  • that deft and just balancing of these incompatible elements,

  • tonal and nontonal, carry over into all his compositions.

  • For example, his very last composition

  • the beautiful Violin Concerto of 1935, solved that agonizing ambiguity,

  • to-be-or-not-to-be-tonal, in an equally satisfying way.

  • First of all, Berg chose a tone row for the whole work

  • which is filled with tonal implications.

  • Just look and listen.

  • Notice that the first nine notes of that row

  • all proceed in intervals of the third

  • mellifluous thirds, major and minor thirds.

  • Moreover, these thirds are symmetrically arranged, in "chiasmus" fashion,

  • if you recall, according to a pattern of AB:BA

  • that is, minor-major: major-minor, etc.

  • And what's more, the triads

  • that are formed by these thirds automatically alternate

  • minor, major, minor, major

  • insuring all mellifluous possibilities.

  • And what's more, every other note of these nine

  • form perfect fifths,

  • and the first four of those fifths

  • happen to correspond to the four open strings of the violin,

  • a vey handy tool to have around in a violin concerto.

  • In fact, the first notes the violin plays in the concerto are these very open strings.

  • And then, starting with the ninth tone of the row,

  • we find that the last four notes

  • present us with our old Debussyan friend, the tritone;

  • three whole steps,

  • which if you remember, generated Debussy's whole-tone scale.

  • So, all in all, Berg has picked himself a row

  • that has very strong roots in music's traditional past.

  • And Berg adds to the strength of that traditional feeling

  • with one device after another:

  • a Bachian inversion, a Beethovenian fragmentation,

  • a Schumannesque rhythmic ambiguity,

  • to say nothing of that sine qua non of all Viennese composers,

  • the waltz,

  • which in this case is a rustic peasant waltz

  • or "Ländler", as they called in Austria.

  • Listen to a minute or so of this Scherzo section

  • as played on records by Henryk Szeryng with Rafael Kubelik conducting,

  • and compare this waltz music with the little Opus 23 waltz of Schoenberg

  • no: strike that. Don't compare it with anything;

  • just enjoy it

  • for its mellifluous, tender Wienerischness.

  • Listen at the horn?

  • That’s the phrase.

  • Completely tonalndler.

  • All done with thirds.

  • It's a deliciousness!

  • Practically a Sacher torte mit Schlag.

  • Viennese whipped cream.

  • And yet strict,

  • strict twelve-tone writing!

  • Only it exists somehow

  • in a tonal universe where it's accessible to us in all its warmth and charm.

  • Did you noticed how tonally that movement ended?

  • And that unmistakably tonic final chord

  • is nothing but the first four notes of Berg's tone row,

  • a lovely pile-up of sweet thirds.

  • And so, the crucial ambiguity of tonality versus nontonality

  • manages to create a thoroughly positive aesthetic surface.

  • That’s one way of doing it, therere millions of ways.

  • That’s one.

  • Needless to say, the Violin Concerto is not all

  • sweetness and Schlagobers; anything but.

  • It has stretches of almost unbearable intensity,

  • dramatic brilliance and Olympian calm.

  • It is, in a very real sense, a tragic work.

  • I didn't mean to get this deeply involved in it

  • after all, we were really talking about Schoenberg

  • but I'd dearly love to share with you just one other moment of the piece,

  • which presents the tonal-atonal ambiguity

  • in a particularly positive way.

  • This section is the closing Adagio of the concerto,

  • and is chiefly concerned with developing the tail end of the tone row,

  • which, as you remember, consists of these four notes,

  • spanning the tritone

  • the diabolus in musica, remember?

  • But far from being the devil here, it is on the contrary angelicism itself;

  • because, as it turns out, these four notes happen to be identical

  • with the first phrase of Bach's Chorale, "Est Ist Genug",

  • which you all know and love.

  • Or don’t you know?

  • This is one of the most extraordinary phrases; that first phrase alone

  • with its tritonic implications of both, melody and bass line.

  • Es ist genung: (It is enough:

  • Herr, wenn es dir gefällt, (Lord, whenever you want

  • so spane mich doch aus. release me from this yoke)

  • And that's exactly the way Berg uses it.

  • It comes at the point where

  • there is just has been a violent climax of shattering hammer blows.

  • And as it is subsiding,

  • we begin to hear emerging from the day bree

  • murmurings of that four note phrase

  • intertwined with these hammer blows which are fading away,

  • and these four notes gradually become more and more distinct,

  • until suddenly the solo violin is playing the choral itself.

  • And it plays all three phrases that I just played you from Bach before,

  • note for note.

  • Of course other things are going now at the same time

  • it’s not just the violin playing the chorale

  • such as the counterpoint or those thirds from the first part of the tone row,

  • and the canon in the violas and other things that I won’t bother you with.

  • But then the most amazing thing happens,

  • a totally unexpected event in the twelve tone work:

  • that chorale is suddenly repeated by four clarinets

  • imitating the sound of a baroque organ

  • in pure B-flat major Bachian harmony.

  • Had a little wrong notes hovering around in the background,

  • but those four clarinets are absolutely pure.

  • Those three whole phrases,

  • and then the solo violin takes up the next phrase

  • again with dissonant counterpoint,

  • and again the clarinets repeat the phrase in the Bach version

  • and so on to the end of the chorale.

  • It’s one of the most astonishing passages in all music,

  • especially as it grows to its own dissonant climax,

  • finally subsiding into an equally astonishing

  • serene close inguess what? – B-flat major!

  • I wish there would be time to hear all that but,

  • let’s at least listen to the beginning of this section,

  • starting from the preceding climax of hammer blows.

  • You hear the four notes?

  • Listen to the violas

  • Now

  • Ich fahrin’s Himmels Haus... (I'm going to Heaven...

  • Es ist genung It is enough)

  • It’s a sin to break into this celestial vision,

  • but if these particularly demanding lectures

  • are ever to achieve its point of illumination,

  • it’d better be soon.

  • But in what way I’ve been asking myself?

  • Can I shed further light on the massive problems of this Ultimate Ambiguity?

  • Is it enough to have examined its origins,

  • to have identified the great tonal split,

  • to have traced one side of the split into the development of a Great Method

  • that changed the history of music,

  • to have attempted a dispassionate assessment of Arnold Schoenberg

  • only to have Alban Berg walk off with all the honors?

  • No, there is further light to be shed,

  • and that light is to be found in the mind

  • and in the prophetic soul of Gustav Mahler.

  • Why Mahler?

  • What has Mahler to do with Schoenberg?

  • A great deal,

  • and far beyond the obvious fact

  • that he supported and encouraged his young colleague Schoenberg

  • during those early years of the century.

  • After this brief pause we are going to hear Mahler,

  • and in particular his last will and testament,

  • the final Adagio of his Ninth Symphony.

  • And I think that after Mahler’s Ninth,

  • things may be suddenly clearer,

  • and we may have a new perspective.

  • Think about that for a few minutes.

  • Over your low-calorie cigarette,

  • and think about that for a minute too.

  • If you really have been thinking during this break,

  • youll surely have some sharp questions in mind.

  • First of all,

  • why is Mahler's Ninth Symphony his last will and testament?

  • What about the Tenth,

  • that highly significant unfinished document?

  • And then,

  • why play the Mahler's Ninth to end a lecture on the 20th century crisis?

  • Isn't this back-tracking?

  • Having moved with Berg and Schoenberg into the midcentury,

  • why now retrogress to that fateful year of 1908?

  • Because, like the Ives' Unanswered Question,

  • which was written in the same year,

  • this Ninth of Mahler is also

  • a great question; but it's more: it contains a deeply revealing answer.

  • I had planned to prepare you for this music with

  • with my customary analysis at the piano,

  • going in depth into the dualisms that tore Mahler apart:

  • composer/conductor, Christian/Jew, sophisticate/naif, provincial/cosmopolitan

  • all of which resulted in the musical schizo-dynamics of his textures,

  • and his ambivalent tonal attitudes.

  • I had also hoped, by a detailed analysis of his treatment of appoggiaturas,

  • for example, to reach the essence of the tonal crisis,

  • through examining his nonresolution of tensions,

  • his reluctant attempts to let go of tonality

  • all of which does shed further light on the

  • inevitable split that was to occur between Schoenberg and Stravinsky.

  • And so I picked up the score again, after some years away from it,

  • filled with the sense of Mahler's torture at knowing that he was the end of the line,

  • the last point in the great symphonic arc that began with Haydn and Mozart,

  • finished with him.

  • I was again aware that

  • it was his destiny to sum up the whole story of Austro-Germanic music,

  • to recapitulate it and tie it up

  • not in a pretty bow,

  • but in a fearful knot made out of his own nerves and sinews.

  • But while restudying this work, especially the final movement,

  • I found more answers than I had expected

  • as we always do when we return to the study of a great work.

  • And the most startling answer,

  • the most important onebecause it illuminates our whole century from then to now

  • is this:

  • that ours is the century of death, and Mahler is its musical prophet.

  • I want to talk to you about that answer

  • without the piano, without visual aids

  • and on a somewhat different level of discourse from the one weve been following,

  • because this Ninth symphony

  • offers us a great semantic expansion & an infinitely broader interpretation

  • of what weve been calling The Twentieth Century Crisis.

  • Why is our century so uniquely death-ridden?

  • Couldn’t we say this of other centuries as well?

  • What about the XIXth Century, so poetically preoccupied with death

  • whether as latest Wagner’s Liebestod or as earliest KeatsNightingale?

  • I have been half in love with easeful Death,

  • Call’d him soft names in many a mused rhyme..

  • Yes, true. Poetically.

  • Symbolically true.

  • And haven’t all centuries, all human histories

  • been a long record of the struggle to survive,

  • to deal with the problem of mortality?

  • Again yes.

  • But never before has mankind been confronted

  • by the problem of surviving global death.

  • The extinction of the whole race.

  • And Mahler was not alone in his vision;

  • thereve been other great prophets of our struggle:

  • Freud, Einstein, and Marx have also prophesied.

  • As have Spengler and Wittgenstein.

  • Even Malthus and Rachel Carson.

  • All later day Isaiahs and Saint Johns,

  • all preaching the same sermon in different terms:

  • mend your ways, the apocalypse is at hand.

  • Rilke said it too "Du musst dein Leben ändern" (You must change your life)

  • The 20th century has been a badly-written drama, from the very beginning;

  • the opposite of a Greek drama.

  • Act I:

  • Greed and hypocrisy leading to a genocidal World War.

  • Then post-war, injustice and hysteria.

  • A boom, a crash, totalitarianism.

  • Act II:

  • Greed and hypocrisy leading to a genocidal World War.

  • Post-war, injustice and hysteria.

  • Boom, crash, totalitarianism.

  • Act III: Greed and hysteria

  • –I don't dare continue.

  • And what have been the antidotes?

  • Logical positivism, existentialism,

  • galloping technology,

  • the flight into outer space, the doubting of reality,

  • and overall a well-bred paranoia,

  • most recently on display in the high places of Washington, D.C.

  • And our personal antidotes:

  • Making it,

  • dope,

  • subcultures and counter-cultures,

  • turning on, turning off,

  • marking time and making money.

  • A rash of new religious movements from Guruism to Billy Grahamism.

  • And a rash of new art movements, from concrete poetry to the silences of John Cage.

  • A thaw here, a purge there.

  • And all under the same aegis, the angel of planetary death.

  • What do you do if you know all this back in 1908,

  • if you're a hypersensitive like Mahler,

  • and instinctively know what's coming?

  • You prophesy;

  • and others pick up your trail.

  • In one way or another,

  • Mahler lies at the essential core of

  • all the significant music written after him, whether tonal or nontonal.

  • Even such diverse composers as Varèse

  • and Dallapiccola are inconceivable without Mahler.

  • Shostakovich and Britten are at their greatest when theyre most like Mahler.

  • And so both Schoenberg and Stravinsky,

  • Mahler's two continuing prophets, utterly different as they were,

  • spent their lives both struggling

  • in their opposite ways to keep musical progress alive, to avert the Evil Day.

  • In fact, all the truly great works of our century have been

  • born of despair or of protest, or of a refuge from both.

  • But anguish informs them all.

  • Think of Sartre's Nausée,

  • Camus' Stranger, Gide's Counterfeiters,

  • The Sun Also Rises,

  • The Magic Mountain, and Dr. Faustus,

  • The Last of the Just, even Lolita.

  • And Picasso's Guernica,

  • Chirico, Dali.

  • And Eliot's Cocktail Party,

  • Murder in the Cathedral, and the Four Quartets.

  • Auden's Age of Anxiety, and that supreme work of his,

  • For the Time Being.

  • And Pasternak and Neruda,

  • and Sylvia Plath.

  • And on the screen, La Dolce Vita

  • and on the stage, Waiting for Godot.

  • And Wozzeck, Lulu, Moses and Aaron,

  • and Brecht's Mother Courage.

  • And, yes, also Eleanor Rigby,

  • and A Day in the Life, and She's Leaving Home.

  • These too are great works born of despair, touched with death.

  • And Mahler foresaw it all.

  • That’s why he so desperately resisted entering this 20th century,

  • the age of death, of the end of faith.

  • And the bitter irony was that he did succeed in avoiding the century

  • only by himself dying prematurely, in 1911.

  • It’s very strange how the pieces of the puzzle interlock;

  • Mahler and his message pervade everything he touches.

  • Think of Kindertotenlieder, the deathckert’s children

  • and then of Mahler’s own.

  • And Alban Berg, who adored Mahler,

  • dedicated its Wozzeck to Mahler’s widow, Alma.

  • And his Violin Concerto to the memory of her beautiful young daughter,

  • Manon Gropius.

  • It’s all tied-in with death.

  • For instance, this Concerto we heard was Berg’s last work;

  • he died the same year, 85, exactly the same age of which Mahler had died.

  • The coincidence is multiplied, but, let’s not be tempted into psychic mysticism

  • the facts are potent enough.

  • When Berg as a young man

  • happened to hear the performance of Mahler’s Ninth,

  • he immediately wrote his wife, back in Vienna, that he had just heard

  • the greatest music of his lifeor some words to that effect.

  • I feel these connections very strongly and personally.

  • A few years ago, when I was

  • first reintroducing Mahler’s music to his own city of Vienna

  • where of course had it been banned for years by the Nazis

  • there was Frau Berg, the radiantly, beautiful aged widow

  • sitting in rapture at every rehearsal.

  • We became acquainted, and she became my living link back to the death written

  • intercrossing of Berg, Schoenberg and Mahler.

  • As did Alma Mahler herself, who

  • attended my Mahler Festival’s rehearsals in New York.

  • And now I began to feel myself in direct contact with Mahler’s message.

  • Today we know what that message was.

  • And it was the Ninth Symphony that spread the news,

  • but it was bad news, and the world did not care to hear it.

  • That's the real reason for the fifthy years of neglect

  • that Mahler's music suffered after his death

  • Not the usual excuses we always hear: that the music is too long,

  • too difficult, too bombastic.

  • It was simply too true,

  • telling something too dreadful to hear.

  • What exactly was this news? What was it that Mahler saw?

  • Three kinds of death.

  • First, his own imminent death

  • of which he was intensely aware.

  • (The opening bars of this Ninth Symphony

  • are actually an imitation of the arrhythmia of his failing heartbeat.)

  • And second, he saw the death of tonality,

  • which for him meant the death of music itself, music as he knew it and loved it.

  • All his last pieces are kinds of farewells to music, as well as to life;

  • think only of Das Lied von der Erde with its final "Abschied." ("Goodbye")

  • And that controversial unfinished Tenth Symphony

  • even that one, which tried to take a tentative step into the Schoenbergian future,

  • and which has undergone so many attempts at completion

  • even that Tenth remains for me basically the one completed movement,

  • which is yet another heartbreaking Adagio saying Farewell.

  • But it was one farewell too many;

  • I'm convinced that Mahler could never have finished the whole symphony,

  • even if he had lived.

  • He had said it all in the Ninth.

  • And third, his third and most important vision:

  • was the death of society, of our Faustian culture.

  • Now, if Mahler knew this,

  • and his message is so clear,

  • how do we, knowing it too, manage to survive?

  • Why are we still here, struggling to go on?

  • We are now face to face with the truly Ultimate Ambiguity

  • which is the human spirit.

  • This is the most fascinating ambiguity of all: that as each of us grows up,

  • the mark of our maturity is that we learn to accept our mortality;

  • and yet we persist in our search for immortality.

  • We may believe it's all transient, even that it's all over;

  • yet we believe a future. We believe.

  • We emerge from a cinema after three hours of the most abject

  • degeneracy in a film such as La Dolce Vita,

  • and we emerge on wings, from the sheer creativity of it;

  • we can fly on, to a future.

  • And the same is true after witnessing the hopelessness of Godot in the theater,

  • or after the aggressive violence of The Rite of Spring in the concert hall,

  • or even after listening to the bittersweet young cynicism of an album called Revolver,

  • we have wings to fly on.

  • We have to believe in that kind of creativity. I know I do.

  • If I didn't, why would I be bothering to give these lectures?

  • Certainly not to sit here and make a public announcement of the Apocalypse.

  • There must be something in us, and in me,

  • that makes me want to continue; and to teach is to believe in continuing.

  • To share with you critical feelings about the past,

  • to try to describe and assess the present,

  • all that implies a firm belief in a future.

  • I hope that answers the earlier question of why I am ending with Mahler

  • a lecture that has been mainly on Schoenberg.

  • Because Schoenberg is one of the

  • great examples of the human spirit in our century,

  • that spirit which is, after all, our only hope.

  • He is a prototype of Ambiguous Man,

  • compulsively engineering its own destruction

  • and, simultaneously, flying on into the future.

  • We will find the same true of Stravinsky, in our next and final lecture.

  • And all of this Ultimate Ambiguity

  • is clearly to be heard in the finale of Mahler's Ninth symphony,

  • which is a sonic presentation of death itself,

  • and which paradoxically reanimates us every time we hear it.

  • As you listen to this finale, try to be aware

  • of what has just preceded it: three other gigantic movements,

  • each one a farewell of its own.

  • The first movement in itself has been like a great novel,

  • a tortured saga of tenderness and terror

  • of tortured counterpoint and harmonic resignation;

  • its been a farewell to love, to D major,

  • a farewell to the tonic.

  • In the second movement, a scherzo which is a sort of super-Ländler,

  • we have experienced a farewell to the world of Nature,

  • it's been a a bitter reimagining of simplicity, naiveté,

  • the earth-pleasures we recall from adolescence.

  • Then the third movement, again a kind of scherzo,

  • but this time grotesque:

  • a farewell to the world of action, the urban cosmopolitan life

  • the cocktail part, the marketplace,

  • the raucous careers and careenings of success,

  • of loud and hollow laughter.

  • And all three of these movements have been trembling on a tonal precipice,

  • on the edge of death.

  • Only then comes the fourth and last movement, the Adagio,

  • a final farewell.

  • It takes the form of a prayer, Mahler's last chorale,

  • his closing hymn, so to speak;

  • a super prayer for the restoration of life, of tonality, of faith.

  • This is tonality unashamed,

  • presented in all aspects ranging from

  • the diatonic simplicity of the hymn tune that opens it

  • through every possible chromatic ambiguity.

  • It's also a passionate prayer,

  • moving from one climax to another,

  • each more searing than the last.

  • But there are no solutions.

  • And between these surges of prayer,

  • there is intermittently a sudden coolness,

  • a wide-spaced transparency, like an icy burning

  • –a Zen-like immobility of pure meditation.

  • This is a whole other world of prayer,

  • of quiet acceptance. But again,

  • there are no solutions.

  • Then Heftig ausbrechend! ("with a violent outburst!") he writes,

  • again the despairing breaking out of the chorale

  • with greatly magnified intensity.

  • This is the dual Mahler,

  • back to his Western prayer, and then again freezing into his Eastern one.

  • This vacillation is his final duality.

  • In the very last return of the hymn

  • he is close to prostration;

  • it's all he can give in prayer, a sobbing, sacrificial last try.

  • Suddenly that climax fails,

  • unachievedthe one that might have worked,

  • the one that might have brought solutions.

  • This last desperate reach falls short of its goal,

  • subsides into a hint of resignation, then another hint, then into resignation itself.

  • And so we come to the final incredible page.

  • And this page, I think,

  • is the closest we have ever come, in any work of art,

  • to experience the very act of dying, of giving it all up.

  • The slowness of this page is terrifying:

  • Adagissimo, he writes,

  • the slowest possible musical direction;

  • and if that word weren’t enough then writes langsam (slow),

  • ersterbend (dying away),

  • gernd (holding back, hesitating);

  • and as if all those were not enough to indicate the near stoppage of time,

  • he adds äusserst langsam (extremely slow) in the very last bars.

  • It is terrifying, and paralyzing, as the strands of sound disintegrate.

  • We hold on to them, hovering between hope and submission.

  • And one by one,

  • these spidery strands connecting us to life melt away,

  • vanish from our fingers even as we hold them.

  • We cling to them as they dematerialize;

  • we are holding two,

  • then one,

  • one,

  • and suddenly none.

  • For a petrifying moment there is only silence.

  • Then again, a strand,

  • a broken strand,

  • two strands,

  • one...

  • none.

  • We are half in love with easeful death...

  • now more than ever seems it rich to die,

  • to cease upon the midnight with no pain...

  • And in ceasing,

  • we lose it all.

  • And in Mahler’s ceasing,

  • we have gained everything.

  • Speech transcription, research and subtitles in English & Spanish by

  • Martín Ciro González González

Our lecture tonight on the 20th Century Crisis is going to be somewhat different in format

Subtitles and vocabulary

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