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  • Chapter XI. THE NINE SITUATIONS

  • 1. Sun Tzu said: The art of war recognizes

  • nine varieties of ground: (1) Dispersive

  • ground; (2) facile ground; (3) contentious

  • ground; (4) open ground; (5) ground of

  • intersecting highways; (6) serious ground;

  • (7) difficult ground; (8) hemmed-in ground;

  • (9) desperate ground.

  • 2. When a chieftain is fighting in his own

  • territory, it is dispersive ground.

  • 3. When he has penetrated into hostile

  • territory, but to no great distance, it is

  • facile ground.

  • 4. Ground the possession of which imports

  • great advantage to either side, is

  • contentious ground.

  • 5. Ground on which each side has liberty of

  • movement is open ground.

  • 6. Ground which forms the key to three

  • contiguous states, so that he who occupies

  • it first has most of the Empire at his

  • command, is a ground of intersecting

  • highways.

  • 7. When an army has penetrated into the

  • heart of a hostile country, leaving a

  • number of fortified cities in its rear, it

  • is serious ground.

  • 8. Mountain forests, rugged steeps, marshes

  • and fens--all country that is hard to

  • traverse: this is difficult ground.

  • 9. Ground which is reached through narrow

  • gorges, and from which we can only retire

  • by tortuous paths, so that a small number

  • of the enemy would suffice to crush a large

  • body of our men: this is hemmed in ground.

  • 10. Ground on which we can only be saved

  • from destruction by fighting without delay,

  • is desperate ground.

  • 11. On dispersive ground, therefore, fight

  • not.

  • On facile ground, halt not.

  • On contentious ground, attack not.

  • 12. On open ground, do not try to block the

  • enemy's way.

  • On the ground of intersecting highways,

  • join hands with your allies.

  • 13. On serious ground, gather in plunder.

  • In difficult ground, keep steadily on the

  • march.

  • 14. On hemmed-in ground, resort to

  • stratagem.

  • On desperate ground, fight.

  • 15. Those who were called skillful leaders

  • of old knew how to drive a wedge between

  • the enemy's front and rear; to prevent co-

  • operation between his large and small

  • divisions; to hinder the good troops from

  • rescuing the bad, the officers from

  • rallying their men.

  • 16. When the enemy's men were united, they

  • managed to keep them in disorder.

  • 17. When it was to their advantage, they

  • made a forward move; when otherwise, they

  • stopped still.

  • 18. If asked how to cope with a great host

  • of the enemy in orderly array and on the

  • point of marching to the attack, I should

  • say: "Begin by seizing something which

  • your opponent holds dear; then he will be

  • amenable to your will."

  • 19. Rapidity is the essence of war: take

  • advantage of the enemy's unreadiness, make

  • your way by unexpected routes, and attack

  • unguarded spots.

  • 20. The following are the principles to be

  • observed by an invading force: The further

  • you penetrate into a country, the greater

  • will be the solidarity of your troops, and

  • thus the defenders will not prevail against

  • you.

  • 21. Make forays in fertile country in order

  • to supply your army with food.

  • 22. Carefully study the well-being of your

  • men, and do not overtax them.

  • Concentrate your energy and hoard your

  • strength.

  • Keep your army continually on the move, and

  • devise unfathomable plans.

  • 23. Throw your soldiers into positions

  • whence there is no escape, and they will

  • prefer death to flight.

  • If they will face death, there is nothing

  • they may not achieve.

  • Officers and men alike will put forth their

  • uttermost strength.

  • 24. Soldiers when in desperate straits lose

  • the sense of fear.

  • If there is no place of refuge, they will

  • stand firm.

  • If they are in hostile country, they will

  • show a stubborn front.

  • If there is no help for it, they will fight

  • hard.

  • 25. Thus, without waiting to be marshaled,

  • the soldiers will be constantly on the qui

  • vive; without waiting to be asked, they

  • will do your will; without restrictions,

  • they will be faithful; without giving

  • orders, they can be trusted.

  • 26. Prohibit the taking of omens, and do

  • away with superstitious doubts.

  • Then, until death itself comes, no calamity

  • need be feared.

  • 27. If our soldiers are not overburdened

  • with money, it is not because they have a

  • distaste for riches; if their lives are not

  • unduly long, it is not because they are

  • disinclined to longevity.

  • 28. On the day they are ordered out to

  • battle, your soldiers may weep, those

  • sitting up bedewing their garments, and

  • those lying down letting the tears run down

  • their cheeks.

  • But let them once be brought to bay, and

  • they will display the courage of a Chu or a

  • Kuei.

  • 29. The skillful tactician may be likened

  • to the shuai-jan.

  • Now the shuai-jan is a snake that is found

  • in the ChUng mountains.

  • Strike at its head, and you will be

  • attacked by its tail; strike at its tail,

  • and you will be attacked by its head;

  • strike at its middle, and you will be

  • attacked by head and tail both.

  • 30. Asked if an army can be made to imitate

  • the shuai-jan, I should answer, Yes.

  • For the men of Wu and the men of Yueh are

  • enemies; yet if they are crossing a river

  • in the same boat and are caught by a storm,

  • they will come to each other's assistance

  • just as the left hand helps the right.

  • 31. Hence it is not enough to put one's

  • trust in the tethering of horses, and the

  • burying of chariot wheels in the ground

  • 32. The principle on which to manage an

  • army is to set up one standard of courage

  • which all must reach.

  • 33. How to make the best of both strong and

  • weak--that is a question involving the

  • proper use of ground.

  • 34. Thus the skillful general conducts his

  • army just as though he were leading a

  • single man, willy-nilly, by the hand.

  • 35. It is the business of a general to be

  • quiet and thus ensure secrecy; upright and

  • just, and thus maintain order.

  • 36. He must be able to mystify his officers

  • and men by false reports and appearances,

  • and thus keep them in total ignorance.

  • 37. By altering his arrangements and

  • changing his plans, he keeps the enemy

  • without definite knowledge.

  • By shifting his camp and taking circuitous

  • routes, he prevents the enemy from

  • anticipating his purpose.

  • 38. At the critical moment, the leader of

  • an army acts like one who has climbed up a

  • height and then kicks away the ladder

  • behind him.

  • He carries his men deep into hostile

  • territory before he shows his hand.

  • 39. He burns his boats and breaks his

  • cooking-pots; like a shepherd driving a

  • flock of sheep, he drives his men this way

  • and that, and nothing knows whither he is

  • going.

  • 40. To muster his host and bring it into

  • danger:--this may be termed the business of

  • the general.

  • 41. The different measures suited to the

  • nine varieties of ground; the expediency of

  • aggressive or defensive tactics; and the

  • fundamental laws of human nature: these

  • are things that must most certainly be

  • studied.

  • 42. When invading hostile territory, the

  • general principle is, that penetrating

  • deeply brings cohesion; penetrating but a

  • short way means dispersion.

  • 43. When you leave your own country behind,

  • and take your army across neighborhood

  • territory, you find yourself on critical

  • ground.

  • When there are means of communication on

  • all four sides, the ground is one of

  • intersecting highways.

  • 44. When you penetrate deeply into a

  • country, it is serious ground.

  • When you penetrate but a little way, it is

  • facile ground.

  • 45. When you have the enemy's strongholds

  • on your rear, and narrow passes in front,

  • it is hemmed-in ground.

  • When there is no place of refuge at all, it

  • is desperate ground.

  • 46. Therefore, on dispersive ground, I

  • would inspire my men with unity of purpose.

  • On facile ground, I would see that there is

  • close connection between all parts of my

  • army.

  • 47. On contentious ground, I would hurry up

  • my rear.

  • 48. On open ground, I would keep a vigilant

  • eye on my defenses.

  • On ground of intersecting highways, I would

  • consolidate my alliances.

  • 49. On serious ground, I would try to

  • ensure a continuous stream of supplies.

  • On difficult ground, I would keep pushing

  • on along the road.

  • 50. On hemmed-in ground, I would block any

  • way of retreat.

  • On desperate ground, I would proclaim to my

  • soldiers the hopelessness of saving their

  • lives.

  • 51. For it is the soldier's disposition to

  • offer an obstinate resistance when

  • surrounded, to fight hard when he cannot

  • help himself, and to obey promptly when he

  • has fallen into danger.

  • 52. We cannot enter into alliance with

  • neighboring princes until we are acquainted

  • with their designs.

  • We are not fit to lead an army on the march

  • unless we are familiar with the face of the

  • country--its mountains and forests, its

  • pitfalls and precipices, its marshes and

  • swamps.

  • We shall be unable to turn natural

  • advantages to account unless we make use of

  • local guides.

  • 53. To be ignored of any one of the

  • following four or five principles does not

  • befit a warlike prince.

  • 54. When a warlike prince attacks a

  • powerful state, his generalship shows

  • itself in preventing the concentration of

  • the enemy's forces.

  • He overawes his opponents, and their allies

  • are prevented from joining against him.

  • 55. Hence he does not strive to ally

  • himself with all and sundry, nor does he

  • foster the power of other states.

  • He carries out his own secret designs,

  • keeping his antagonists in awe.

  • Thus he is able to capture their cities and

  • overthrow their kingdoms.

  • 56. Bestow rewards without regard to rule,

  • issue orders without regard to previous

  • arrangements; and you will be able to

  • handle a whole army as though you had to do

  • with but a single man.

  • 57. Confront your soldiers with the deed

  • itself; never let them know your design.

  • When the outlook is bright, bring it before

  • their eyes; but tell them nothing when the

  • situation is gloomy.

  • 58. Place your army in deadly peril, and it

  • will survive; plunge it into desperate

  • straits, and it will come off in safety.

  • 59. For it is precisely when a force has

  • fallen into harm's way that is capable of

  • striking a blow for victory.

  • 60. Success in warfare is gained by

  • carefully accommodating ourselves to the

  • enemy's purpose.

  • 61. By persistently hanging on the enemy's

  • flank, we shall succeed in the long run in

  • killing the commander-in-chief.

  • 62. This is called ability to accomplish a

  • thing by sheer cunning.

  • 63. On the day that you take up your

  • command, block the frontier passes, destroy

  • the official tallies, and stop the passage

  • of all emissaries.

  • 64. Be stern in the council-chamber, so

  • that you may control the situation.

  • 65. If the enemy leaves a door open, you

  • must rush in.

  • 66. Forestall your opponent by seizing what

  • he holds dear, and subtly contrive to time

  • his arrival on the ground.

  • 67. Walk in the path defined by rule, and

  • accommodate yourself to the enemy until you

  • can fight a decisive battle.

  • 68. At first, then, exhibit the coyness of

  • a maiden, until the enemy gives you an

  • opening; afterwards emulate the rapidity of

  • a running hare, and it will be too late for

  • the enemy to oppose you.

Chapter XI. THE NINE SITUATIONS

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